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Net capital rule
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361	L.D.B. Consulting, Inc. Post Office Box 512 Valparaiso, Indiana[removed][removed]January 22,2004 Jonathan G. Katz, Secretary, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-20 08:22:23 Financial services Net capital rule Financial system Financial markets Fixed income market Broker-dealer Securities Investor Protection Corporation Investment U.S. Securities and Exchange Commission Financial economics United States housing bubble Finance
362	Microsoft Word - S7[removed]_2_.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-05 14:29:29 Investment Financial regulation United States housing bubble Financial services Net capital rule Short Broker-dealer Futures contract U.S. Securities and Exchange Commission Financial economics Financial markets Finance
363	Please note that the comments expressed herein are solely my personal views Securities and Exchange Commission 100 F Street, N. E. Washington, DC[removed]United States Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-11 15:50:02 Finance United States securities law Corporate crime U.S. Securities and Exchange Commission Broker-dealer Money market fund Securities Exchange Act Net capital rule Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Financial markets Investment
364	Carlos M. M o r a l e s Senior Vice President and Associate General Counsel Merrill Lynch & Co., Inc. Office of General Counsel 4 World Financial Center, FI. 12 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-23 13:11:19 Basel II Risk Financial markets Net capital rule United States housing bubble Banking Standardized approach Operational risk Basic indicator approach Financial economics Finance Investment
365	c June 25,2007 VIA EMAIL Nancy M. Morris Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-26 11:06:02 Financial system Net capital rule Short Securities Industry and Financial Markets Association Broker-dealer U.S. Securities and Exchange Commission Securities Investor Protection Corporation Margin Repurchase agreement Financial economics Finance Financial markets
366	Bundesverbard Offentlicher Banken Deutschlands 1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-27 15:13:10 Net capital rule Government Sociology Federal Reserve System European Union Political philosophy
367	Microsoft Word - CapCommLtrFinRespRulesNov 07 final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-19 13:51:02 Finance Securities Industry and Financial Markets Association Short U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Net capital rule Financial economics Financial markets Financial system
368	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-10 12:31:13 Financial services Financial markets United States housing bubble Subprime mortgage crisis Net capital rule Money market fund Broker-dealer Mutual fund Security Financial economics Investment Finance
369	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-06-10 15:23:56 Financial system Financial services Net capital rule United States housing bubble Short Broker-dealer Securities Investor Protection Corporation U.S. Securities and Exchange Commission Fidelity Investments Financial economics Finance Financial markets
370	September 8, 2008 Via Electronic Mail Ms. Florence E. Harmon, Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:09:48 Financial system Financial services Financial markets Broker-dealer Fixed income market Institutional investor Securities Investor Protection Act U.S. Securities and Exchange Commission Net capital rule Financial economics Investment Finance

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